Regulatory policies

The Sarbanes-Oxley Act (SOX): A Comprehensive Overview

The Sarbanes-Oxley Act (SOX): A Comprehensive Overview

The Sarbanes-Oxley Act (SOX) is one of the most important pieces of legislation to ever affect the capital markets. It...

Exploring the Dodd-Frank Wall Street Reform and Consumer Protection Act

Exploring the Dodd-Frank Wall Street Reform and Consumer Protection Act

The Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank) is one of the most important pieces of...

Understanding the Basel Accords and their Impact on Capital Markets

Understanding the Basel Accords and their Impact on Capital Markets

The Basel Accords are a set of international banking regulations that have been implemented to ensure the stability and...